Web(1) 2This section contains rules which require an SMCR firm to report specified information to the FCA about its Directory persons for the purposes of that information being … WebDec 4, 2024 · On November 23, the UK’s Financial Conduct Authority (FCA) updated its webpage confirming that data on certified and assessed persons (Directory Persons) submitted by dual-regulated firms under the Senior Managers and Certification Regime (SM&CR) is now live on the Financial Services Register (FS Register) (the Webpage).
FCA confirms plans for post-2024 financial services staff Directory
WebIn summary, this instrument makes changes to the FCA Handbook to bring SUP 16 Annex 47AR Directory persons report in line with Connect, enabling the FCA to validate the information reported on Directory persons, and to rename, on the form, the PRA Material Risk Taker role category. 2.12 . In this instrument we are also making consequential ... WebThe SM&CR introduced a new requirement for firms to ‘report’ their Directory Persons. ... March 2024, firms must report a Directory Person to the FCA within 7 business days of the person being certified by the firm to carry out the certified function. [SUP 16.26.13R]. This is also the timeline for reporting any changes to the Directory ... northern handyman store
The FCA’s Directory of financial services workers: no place to …
WebDec 3, 2024 · The FCA has published its final rules in PS19/7 on its proposed new online Directory of financial services workers, which is expected to go live in 2024. The Directory will sit alongside the Financial Services Register, the public record containing details of FCA and PRA authorised firms and approved persons (including senior … WebMay 5, 2016 · (1) 10A depositary should report a breach only once under SUP 16.6.8R(1A)(a) and once under SUP 16.6.8R(1A)(c).When both reports are made in the same month, only a single entry in the form is required.Under SUP 16.6.8R(1A)(b) a depositary should report changes to the reported details of existing breaches. (2) A … WebApr 28, 2024 · The Financial Conduct Authority (FCA) is contacting thousands of firms across various sectors that appear to have missed the 31 March 2024 deadline for submitting “Directory person” data. northern hands pottery