Linklaters non-financial misconduct
Nettet21. okt. 2024 · Non-financial misconduct and whistleblowing: the UK regulators' D&I discussion paper (podcast) In this podcast episode we discuss the FCA, PRA and Bank … Nettet21 timer siden · We are delighted to see that Linklaters’ London Employment team has been promoted to Tier 1 in the latest Legal 500 results and the Incentives team maintain…
Linklaters non-financial misconduct
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NettetIn this report we review the evolving approach to non-financial misconduct taken by national financial regulators across 12 key jurisdictions. We also consider the general … NettetNon-financial misconduct can only be effectively addressed if there is appropriate leadership. The Senior Managers and Certification Regime (SM&CR) and the Conduct rules were introduced for insurers on 10 December 2024, and for insurance intermediaries (and other solo regulated
NettetThe FCA brought enforcement action in this area in November 2024, prohibiting three individuals from working in financial services on the grounds that they were not fit and proper: all had been convicted of significant non-financial criminal offences while working in … Nettet24. nov. 2024 · Insights / 24-11-2024 / FCA Confirms that Non-Financial Misconduct is, actually, Misconduct. On 5 November the FCA banned three men convicted of sexual and (in one case) domestic violence offenses from working in the financial services sector ever again. To a casual observer it would seem unsurprising that a regulator would find …
Nettet21 timer siden · Linklaters has recently completed the pilot of its reverse mentoring scheme. Nick Marshall, a Managing Associate in the Employment team, talks about the… NettetIn financial year 2024-22, Linklaters achieved revenues of £1.78 billion and profits per equity partner of £1.87 million. [4] In the UK, the firm has top-tier rankings across many practice areas, including corporate/M&A, capital markets, litigation, banking and finance, restructuring and insolvency, antitrust and tax.
Nettet3. aug. 2024 · We outline the roles of the SFC and HKMA, examine how the regulatory framework applies to individuals' non-financial misconduct, detail the regulation of …
Nettet3. aug. 2024 · We outline the roles of the SFC and HKMA, examine how the regulatory framework applies to individuals' non-financial misconduct, detail the regulation of senior manager and firm accountability for incidents involving firm employees, address reporting and notifications issues, and describe protections afforded to whistleblowers. efiling broward countyNettetEpisode 5: Non-financial misconduct and whistleblowing In this podcast episode we discuss how Hong Kong financial services regulation and supervision addresses non-financial misconduct. We outline the roles of the SFC and HKMA, examine how the regulatory framework applies to individuals' non-financ… continental casualty company kansas city moNettet3. aug. 2024 · 00:14:24 - Episode 5: Non-financial misconduct and whistleblowing In this podcast episode we discuss how Hong Kong financial services regulation and supervisio… efiling case work pageNettet25. jun. 2024 · Different jurisdictions control non-financial misconduct in financial services in different ways, as our multi-jurisdictional survey of this area illustrates. One … continental casualty company insurance nyNettet24. jun. 2024 · Non-financial misconduct and whistleblowing: German approaches (podcast) Knowledge Linklaters Non-financial misconduct and whistleblowing: … e filing business returnsNettet18. mar. 2024 · In this podcast Dispute Resolution partner Gavin Lewis and Financial Regulation counsel Sara Cody examine the approach of global financial regulators to non-financial misconduct and whistleblowing. efiling californiaNettet28. jul. 2024 · The European Commission is carrying out a major review of the Non-Financial Reporting Directive (NFRD). The consultation closed on 11 June 2024 and a draft Regulation is scheduled for Q1 2024 – see … continental casualty company naic# 20443